Disclosure Overview

IFRS 7 Financial Instruments: Disclosures sets out the disclosure requirements that complement IFRS 9. The objective is to provide information that enables users to evaluate:

Credit Risk Practices
How credit risk is managed and measured
Credit Quality
Portfolio credit quality and concentrations
ECL Impact
Effect of credit risk on amounts and timing

Key Disclosure Areas

  • Credit risk management practices and policies
  • Quantitative and qualitative information about ECL amounts
  • Credit risk exposure and concentrations
  • Collateral and other credit enhancements
  • Reconciliation of loss allowance movements
  • Forward-looking information and significant judgments

ECL Reconciliation Table

A reconciliation from the opening to closing balance of the loss allowance, showing separately changes for each stage.

Movement Stage 1 Stage 2 Stage 3 Total
Opening Balance $2,500 $4,200 $8,100 $14,800
Transfer to Stage 1 +$800 -$600 -$200 -
Transfer to Stage 2 -$400 +$650 -$250 -
Transfer to Stage 3 -$150 -$500 +$650 -
Net remeasurement +$180 +$420 +$850 $1,450
New originations +$320 +$50 - $370
Derecognitions -$200 -$180 -$350 -$730
Write-offs - - -$1,200 -$1,200
Recoveries - - +$150 +$150
Closing Balance $3,050 $4,040 $7,750 $14,840

Stage Movement Analysis

Analysis of gross carrying amounts by stage, showing how exposures move between stages.

Gross Carrying Amount by Stage
Stage Opening Transfers In Transfers Out Other Changes Closing
Stage 1 $850,000 +$45,000 -$38,000 +$12,000 $869,000
Stage 2 $120,000 +$28,000 -$32,000 -$5,000 $111,000
Stage 3 $30,000 +$10,000 -$13,000 -$7,000 $20,000
Total $1,000,000 - - - $1,000,000
Coverage Ratio by Stage
Stage 1

0.35%

$3,050 / $869,000
Stage 2

3.64%

$4,040 / $111,000
Stage 3

38.75%

$7,750 / $20,000

Sensitivity Analysis

Disclosure of how ECL would change under different scenarios and key assumptions.

Scenario Sensitivity
Scenario Probability ECL Change vs Base
100% Optimistic - $11,200 -24.5%
Probability-Weighted - $14,840 -
100% Pessimistic - $22,100 +48.9%
Key Variable Sensitivity
Variable Change ECL Impact
GDP Growth -1% +$1,200 (+8.1%)
Unemployment Rate +1% +$890 (+6.0%)
House Price Index -10% +$650 (+4.4%)

Credit Quality Disclosure

Analysis of credit quality by internal rating grade or external credit ratings.

Exposure by Credit Quality Grade
Rating Grade Stage 1 Stage 2 Stage 3 Total
AAA - A Investment Grade $420,000 $15,000 - $435,000
BBB Investment Grade $280,000 $32,000 $2,000 $314,000
BB Non-Investment $140,000 $45,000 $5,000 $190,000
B and below Speculative $29,000 $19,000 $13,000 $61,000
Total $869,000 $111,000 $20,000 $1,000,000

Sample Report Templates

Below are sample templates for common IFRS 9 disclosures that can be adapted for your organization.

"The Company manages credit risk through a framework that includes: credit approval processes with defined authority limits, ongoing credit monitoring with early warning indicators, portfolio concentration limits by industry and geography, and collateral requirements based on borrower risk profile. Expected credit losses are calculated using internal rating models calibrated to historical default experience and adjusted for forward-looking macroeconomic scenarios..."

"The Company considers the following quantitative and qualitative indicators when assessing significant increase in credit risk: (a) 30+ days past due status (rebuttable presumption), (b) deterioration in internal credit rating by 3 or more notches, (c) placement on credit watchlist, (d) forbearance measures being granted, (e) significant adverse changes in borrower's industry or economic environment..."

"The Company uses three macroeconomic scenarios (optimistic, base, pessimistic) with probability weights of 15%, 55%, and 30% respectively. Key macroeconomic variables include GDP growth, unemployment rate, and residential property price index. Under the base scenario, GDP growth of 2.0% is assumed for Year 1, with unemployment at 4.5%..."