What is IFRS 9?

IFRS 9 Financial Instruments is an International Financial Reporting Standard published by the International Accounting Standards Board (IASB). It addresses the classification and measurement of financial instruments, including how entities should recognize and measure expected credit losses.

The standard became effective on January 1, 2018, replacing the previous IAS 39 Financial Instruments: Recognition and Measurement. IFRS 9 introduces a more forward-looking approach to credit loss recognition, requiring entities to account for expected credit losses from the moment a financial instrument is recognized.

Key Dates
  • July 2014: IFRS 9 finalized by IASB
  • January 1, 2018: Effective date for most entities
  • January 1, 2023: Insurance companies adoption date

Why IFRS 9 Matters

The 2008 financial crisis revealed significant weaknesses in the incurred loss model under IAS 39. Credit losses were often recognized "too little, too late," which amplified the procyclical effects of the crisis. IFRS 9 addresses these concerns by:

Earlier Recognition

Credit losses are recognized earlier, based on expected rather than incurred losses, providing more timely information to investors.

Forward-Looking

Requires consideration of forward-looking information, including macroeconomic forecasts and multiple scenarios.

Reduced Procyclicality

By building provisions during good times, IFRS 9 helps reduce the procyclical cliff effects during economic downturns.

Better Risk Management

Aligns accounting with credit risk management practices, improving transparency and comparability across entities.

Transition from IAS 39

The move from IAS 39 to IFRS 9 represents a fundamental shift in how credit losses are recognized:

Aspect IAS 39 (Old) IFRS 9 (New)
Loss Recognition Incurred loss model - losses recognized only when a trigger event occurs Expected loss model - losses recognized from day one based on expectations
Timing Backward-looking - based on past events Forward-looking - based on reasonable and supportable forecasts
Measurement Single measurement approach for all assets Three-stage model based on credit deterioration
Information Used Historical information only Historical, current, and forward-looking information
Interest Revenue On gross carrying amount On gross (Stage 1 & 2) or net (Stage 3) carrying amount
Impact on Financial Statements

The transition to IFRS 9 typically results in higher credit loss allowances due to the forward-looking ECL model. Banks and financial institutions have reported increases in provisions ranging from 10% to 50% depending on their portfolio composition.

Three Main Pillars of IFRS 9

IFRS 9 consists of three main areas:

1. Classification & Measurement

Financial assets are classified based on the business model for managing them and the contractual cash flow characteristics.

  • Amortized cost
  • Fair value through OCI
  • Fair value through P&L
2. Impairment (ECL)

This is our focus. The expected credit loss model for recognizing credit losses on financial assets.

  • Three-stage model
  • 12-month vs Lifetime ECL
  • Forward-looking scenarios
3. Hedge Accounting

A reformed model that aligns hedge accounting more closely with risk management activities.

  • More flexible hedging instruments
  • Risk components as hedged items
  • Simplified effectiveness testing

Focus: The ECL Model

This website focuses on the Impairment (ECL) pillar of IFRS 9, which is particularly relevant for banks, lending institutions, and any entity holding debt instruments.

The Three-Stage Model

Under IFRS 9, financial assets are categorized into three stages based on credit risk changes since initial recognition:

Stage 1
Performing - 12-Month ECL
No significant increase in credit risk since initial recognition. Recognize 12-month expected credit losses.
Stage 2
Underperforming - Lifetime ECL
Significant increase in credit risk but not yet credit-impaired. Recognize lifetime expected credit losses.
Stage 3
Non-Performing - Lifetime ECL
Credit-impaired with objective evidence of impairment. Recognize lifetime ECL; interest on net carrying amount.

Key Concepts to Understand

ECL is the probability-weighted estimate of credit losses over the expected life of a financial instrument. It represents the difference between contractual cash flows due and the cash flows the entity expects to receive, discounted at the original effective interest rate.

ECL = PD × LGD × EAD × Discount Factor

The likelihood that a borrower will default on their obligation within a specified time period. Under IFRS 9, PD should be point-in-time (PIT) rather than through-the-cycle (TTC), incorporating forward-looking information.

The percentage of the exposure that will be lost if a default occurs. LGD considers expected recoveries from collateral, guarantees, and other credit enhancements, adjusted for costs and time value of money.

The expected balance at the time of default. For amortizing loans, this considers the repayment schedule. For revolving facilities, it includes expected drawdowns using credit conversion factors (CCF).

The trigger for moving an exposure from Stage 1 to Stage 2. Entities must assess whether credit risk has increased significantly since initial recognition using both quantitative (e.g., PD changes) and qualitative indicators (e.g., watchlist status, forbearance).